Our Qualifications

Alan Rosenberg has been helping clients with their financial service needs since 1991. After receiving a broad basic training program at a life insurance company, Alan decided that he would best serve his clients as an registered representative of an independent firm, Alan has no pressure to recommend any product type or company and can focus solely on client needs.

Alan became a registered representative in 1993 after studying for his first securities exam and continues to take various courses and seminars, with a strong belief that continued education is essential.

Helping individuals and small business owners has evolved from Alan’s personal experience as a small business owner.  Before entering the financial service profession, Alan founded an automotive chemical manufacturing company.

In the late 1990’s and early in the 21st century, Alan did various radio shows and interviews regarding the financial needs of clients.

As an impressionable 18 year old, a wise older neighbor told Alan, ‘to succeed you have to find something you enjoy to do for your profession’ and Alan very much enjoys talking with and helping his clients.